-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RXkK+G1kpQ9HfIHUl9zoNdZ7TUiDK1kaJQETFpj8qdeBWKuZDgV3ov5wUd94rqqr bm5eU6rkt0TKiJKm4Ouhug== 0001193125-07-188198.txt : 20070823 0001193125-07-188198.hdr.sgml : 20070823 20070823164908 ACCESSION NUMBER: 0001193125-07-188198 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070823 DATE AS OF CHANGE: 20070823 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SANDERS DON A CENTRAL INDEX KEY: 0000904778 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: BUSINESS PHONE: 7132243100 MAIL ADDRESS: STREET 1: 3100 TEXAS COMMERCE TOWER CITY: HOUSTON STATE: TX ZIP: 77002 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: REGENT COMMUNICATIONS INC CENTRAL INDEX KEY: 0000913015 STANDARD INDUSTRIAL CLASSIFICATION: RADIO BROADCASTING STATIONS [4832] IRS NUMBER: 311492857 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-54365 FILM NUMBER: 071076048 BUSINESS ADDRESS: STREET 1: 100 EAST RIVERCENTER BOULEVARD STREET 2: 9TH FLOOR CITY: COVINGTON STATE: KY ZIP: 41011 BUSINESS PHONE: 6062920030 MAIL ADDRESS: STREET 1: 100 EAST RIVERCENTER BLVD STREET 2: 9TH FLOOR CITY: COVINGTON STATE: KY ZIP: 41011 SC 13G 1 dsc13g.htm SCHEDULE 13G Schedule 13G

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G

(Rule 13d-102)

 

Information to be Included in Statements Filed Pursuant to Rule 13d-1(b), (c), and (d) and

Amendments Thereto Filed Pursuant to Rule 13d-2.

 

Under the Securities Exchange Act of 1934

 

 

Regent Communications, Inc.


(Name of Issuer)

Common Stock


(Title of Class of Securities)

 

 

758865109

                                (CUSIP Number)                                

December 29, 2006


(Date of Event which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

x Rule 13d-1(c)

¨ Rule 13d-1(d)

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.

 

Page 1 of 5 Pages


CUSIP No. 758865109     Page 2 of 5 Pages

 

  1  

NAME OF REPORTING PERSON

SS. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

   
                DON A. SANDERS    
  2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP  
  (a)  ¨  
    (b)  x    
  3   SEC USE ONLY  
         
  4   CITIZENSHIP OR PLACE OF ORGANIZATION  
                TEXAS    

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    SOLE VOTING POWER
 
                  1,255,479
    6    SHARED VOTING POWER
 
   
    7    SOLE DISPOSITIVE POWER
 
                  1,255,479
    8    SHARED DISPOSITIVE POWER
 
                  1,589,700
  9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON    
                2,844,179    
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES  
       

¨

11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)  
                6.9%    
12   TYPE OF REPORTING PERSON  
                IN    

 


CUSIP No. 758865109     Page 3 of 5 Pages

 

Item 1  

(a)

   Name of Issuer:      
     Regent Communications, Inc.      
 

(b)

   Address of Issuer’s Principal Executive Offices:      
     100 East RiverCenter Blvd., Suite. 900, Covington, Kentucky 41011      
Item 2  

(a)

   Name of Persons Filing:      
     Don A. Sanders      
 

(b)

   Address of Principal Business Office of, if None, Residence:      
     600 Travis, Suite 3100, Houston, Texas 77002      
 

(c)

   Citizenship or Place of Organization:      
          
 

(d)

   Title of Class Securities:      
     Common Stock      
 

(e)

   CUSIP Number:      
     758865109      
Item 3   If this Statement is Filed Pursuant to Rules 13d-1(b) or 13d-2(b) or (c), check whether the Person Filing is a:   
  (a)    ¨    Broker or dealer registered under Section 15 of the Exchange Act;
  (b)    ¨    Bank as defined in Section 3(a)(6) of the Exchange Act;
  (c)    ¨    Insurance company as defined in Section 3(a)(19) of the Exchange Act;
  (d)    ¨    Investment company registered under Section 8 of the Investment Company Act;
  (e)    ¨    An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
  (f)    ¨    An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
  (g)    ¨    A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
  (h)    ¨    A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act;
  (i)    ¨    A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940;
  (j)    ¨    Group, in accordance with Rule 13d-1(b)(1) (ii)(J).


CUSIP No. 758865109     Page 4 of 5 Pages

 

Item 4    Ownership      
   (a)    Amount beneficially owned:      
      2,844,179      
   (b)    Percentage of class:      
      6.9%      
   (c)    Number of shares as to which such person has:      
      (1)    Sole power to vote or to direct the vote:      
         1,255,4791      
      (2)    Shared power to vote or to direct the vote:      
         0      
      (3)    Sole power to dispose or to direct the disposition of:      
         1,255,4791      
      (4)    Shared power to dispose or to direct the disposition of:      
         1,589,7002      
  

1        Includes 794,284 shares owned by Sanders Opportunity Fund (Institutional), L.P., a Delaware limited partnership, and 247,739 shares owned by Sanders Opportunity Fund, L.P., a Delaware limited partnership (collectively, the “SOF Funds”). The general partner of the SOF Funds is SOF Management, LLC, a Delaware limited liability company. Mr. Sanders is a manager of SOF Management, LLC and the chief investment officer for the SOF Funds.

2        Includes 1,589,709 shares held in client brokerage accounts over which Mr. Sanders has shared dispositive power. Mr. Sanders disclaims beneficial ownership of all shares held in client brokerage accounts over which he has shared dispositive power.

  
Item 5    Ownership of Five Percent or Less of a Class:   
   Not Applicable.   
Item 6    Ownership of More than Five Percent on Behalf of Another Person:      
   Not Applicable.      
Item 7    Identification and Classification of Subsidiaries which Acquired the Security Being Reported on by the Parent Holding Company:
   Not Applicable.
Item 8    Identification and Classification of Members of the Group:      
   Not Applicable      
Item 9    Notice of Dissolution of Group:      
   Not Applicable.      
Item 10    Certification:      
   By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.      


CUSIP No. 758865109     Page 5 of 5 Pages

SIGNATURES

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct.

 

Date: August 22, 2007    

Don A. Sanders

    Don A. Sanders
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